Bank Analysis and Supervision
- A risk-based or risk-focused supervisory regime directs supervisory attention towards those banks, and towards those activity areas within individual banks, that generate the highest risk of failure and potentially costly government intervention. Using the Basel Committee Core
Principles of Effective Banking Supervision as an organizational tool, this interactive course offers a sweeping review of the primary risks faced by banks – solvency, credit, market,
operational, liquidity, compliance, reputation, strategic, and misconduct – and shows how a preliminary identification and assessment of risks can be made using data generated from regulatory reports. Working in groups with actual bank data, participants will utilize level,
trend, and peer group analysis to gain a deep understanding of the risk profile, condition, and performance of sample banks, and will develop findings and conclusions that can be tested on-site.
Objectives - will have gained the ability to analyze the condition and performance of a bank using level, trend, and peer group analysis;
- will be able to describe the major risks faced by banks in detail; will be equipped to do a preliminary risk identification and assessment of risks at a bank;
- will be able to summarize preliminary findings and
conclusions in an oral presentation.